Senior Consultant - Wealth management

This is a short term contract for a client in Financial services looking for a consultant to redesign their policies and procedures to address regulatory requirements. This is a remote role. Project description - redesign & draft new policies and procedures to (1) address regulatory deficiencies (in a regulatory deficiency letter) (2) to structure for ease of reference and for ease of mapping to the internal GRC system (happens to be Ethidex) and then to prepare the mapping of the new manual to the GRC system. Proficiency needed - Must have 3-5 years experience in any of a Mutual Fund Manager firm or a Portfolio Manager or an exempt market dealer (e.g., private placement dealer) - Must have at least 2 years experience writing and maintaining policies and procedures manual Skills needed - Excellent written skills (grammatically correct, detailed, technical) - Ability to identify internal controls to meet regulatory requirements - Working knowledge of controls mapping for GRC (Ethidex knowledge would be a plus) We thank all candidates for their interest but only those that meet the requirements of the role will be contacted. Robert Half is the world's first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles. Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app and get 1-tap apply, notifications of AI-matched jobs, and much more. Questions? Call your local office at 1.888.490.3198. All applicants applying for Canadian job openings must be authorized to work in Canada. © 2024 Robert Half. By clicking "Apply Now," you're agreeing to Robert Half's Terms of Use.

Location: Toronto, CA

Posted Date: 10/29/2024