Senior Compliance Advisory Analyst

Lutine Bell are currently supporting a leading Investment Manager looking to appoint a Senior Compliance Advisory Analyst on a 12 month FTC.

Responsibilities:

• Provide compliance advisory support to the business in respect of one or more asset classes or business areas, advising on application of applicable regulatory rules including global compliance policies & procedures.
• Assist in building and managing key relationships with internal and external customers to ensure understanding of Conduct Advisory requirements and activities and the requirement for adherence to policies and procedures.
• Assist in the formulation and delivery of compliance advice for allocated area and activities, and internal communication materials to support business awareness and understanding.

Requirements:

• Exposure to direct investment management across asset classes. Good understanding of the end-to-end investment process.
• Good understanding of UK/EU regulation and of compliance and conduct risk within an investment management environment.
• Very good interpersonal and both report writing and verbal communication skills, including the ability to fully participate with stakeholders and to deliver technical information concerning conduct risk topics in a clear and concise manner.

Location: London (hybrid working)