Lutine Bell
Senior Compliance Advisory Analyst
Job Location
London, United Kingdom
Job Description
Lutine Bell are currently supporting a leading Investment Manager looking to appoint a Senior Compliance Advisory Analyst on a 12 month FTC.
Responsibilities:
- Provide compliance advisory support to the business in respect of one or more asset classes or business areas, advising on application of applicable regulatory rules including global compliance policies & procedures.
- Assist in building and managing key relationships with internal and external customers to ensure understanding of Conduct Advisory requirements and activities and the requirement for adherence to policies and procedures.
- Assist in the formulation and delivery of compliance advice for allocated area and activities, and internal communication materials to support business awareness and understanding.
Requirements:
- Exposure to direct investment management across asset classes. Good understanding of the end-to-end investment process.
- Good understanding of UK/EU regulation and of compliance and conduct risk within an investment management environment.
- Very good interpersonal and both report writing and verbal communication skills, including the ability to fully participate with stakeholders and to deliver technical information concerning conduct risk topics in a clear and concise manner.
Location: London (hybrid working)
Location: London, GB
Posted Date: 10/29/2024
Contact Information
Contact | Human Resources Lutine Bell |
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