Maybank Singapore
Senior Executive/Manager, Business Compliance & Governance
Job Location
Singapore, Singapore
Job Description
JOB DESCRIPTION
You will be responsible for ensuring that business units within CFS comply with all relevant regulatory requirements, and work closely with all business units to identify and mitigate any potential compliance risks.
JOB RESPONSIBILITIES
•Develop and implement compliance policies and procedures
•Monitor and review CFS business unit's compliance with regulatory guideline with internal policies
•Maintain effective working relations between Compliance and internal stakeholders
•Provide solutions on governance related issues and processes on new initiative
•Keep up to date with changes in regulatory and ensure that the bank's policies and procedures reflect those changes
•Serve as a pre-emptive role in providing analysis on sales and infractions trending report
•Review KRI breaches for Premier
•Conduct product governance review
•Guide business units on performing remedial actions and mitigation of potential risks
•Ensure all necessary controls and methodologies are in place for an effective control system
•Conduct review and assessment to ensure the bank is meeting regulatory requirement
•Ensure quality and timely submission of ops risk tools for business
•Oversee sales advisory framework to ensure compliance with regulatory and internal policies
•Identify and share potential risks with key stakeholders
•Work closely with all business units to ensure that they are aware of and compliant with relevant regulations and policies
•Prepare reports and presentations on compliance and governance matters for key stakeholders
•Provide guidance and support to all employees on compliance and governance matters
JOB SKILLS
Compliance
Regulatory-Compliance
Governance
Risk-Management
JOB REQUIREMENTS
•Recognized bachelor degree in Business, Banking and Finance
•3-5 years' experience in capital market products, structured products and derivatives, and wealth management preferably
•Strong analytical and implementation skills, demonstrated ability to effectively manage multiple tasks and drive change across a complex organization and multiple stakeholders
•A team player with a positive attitude, professionalism and a strong work ethic with high level of integrity and ethics
•Familiar with wealth management standards, services, products, processes, end-to-end workflow and operations
•Familiar with compliance, controls, risk management and banking operations
•Knowledge in capital market products, structured products and derivatives
* Please note that only shortlisted Candidates will be notified.
Location: Singapore, SG
Posted Date: 11/7/2024
You will be responsible for ensuring that business units within CFS comply with all relevant regulatory requirements, and work closely with all business units to identify and mitigate any potential compliance risks.
JOB RESPONSIBILITIES
•Develop and implement compliance policies and procedures
•Monitor and review CFS business unit's compliance with regulatory guideline with internal policies
•Maintain effective working relations between Compliance and internal stakeholders
•Provide solutions on governance related issues and processes on new initiative
•Keep up to date with changes in regulatory and ensure that the bank's policies and procedures reflect those changes
•Serve as a pre-emptive role in providing analysis on sales and infractions trending report
•Review KRI breaches for Premier
•Conduct product governance review
•Guide business units on performing remedial actions and mitigation of potential risks
•Ensure all necessary controls and methodologies are in place for an effective control system
•Conduct review and assessment to ensure the bank is meeting regulatory requirement
•Ensure quality and timely submission of ops risk tools for business
•Oversee sales advisory framework to ensure compliance with regulatory and internal policies
•Identify and share potential risks with key stakeholders
•Work closely with all business units to ensure that they are aware of and compliant with relevant regulations and policies
•Prepare reports and presentations on compliance and governance matters for key stakeholders
•Provide guidance and support to all employees on compliance and governance matters
JOB SKILLS
Compliance
Regulatory-Compliance
Governance
Risk-Management
JOB REQUIREMENTS
•Recognized bachelor degree in Business, Banking and Finance
•3-5 years' experience in capital market products, structured products and derivatives, and wealth management preferably
•Strong analytical and implementation skills, demonstrated ability to effectively manage multiple tasks and drive change across a complex organization and multiple stakeholders
•A team player with a positive attitude, professionalism and a strong work ethic with high level of integrity and ethics
•Familiar with wealth management standards, services, products, processes, end-to-end workflow and operations
•Familiar with compliance, controls, risk management and banking operations
•Knowledge in capital market products, structured products and derivatives
* Please note that only shortlisted Candidates will be notified.
Location: Singapore, SG
Posted Date: 11/7/2024
Contact Information
| Contact | Human Resources Maybank Singapore |
|---|