Head of Compliance

IDEX Consulting are currently partnered with a bespoke Financial Planning business in Surrey who are looking for a Head of Compliance to join their team.

The client are going through an exciting time of international growth which includes new jurisdictions, more products and more headcount growth.

They're now looking for a Compliance professional to Head up their team and take over the SMF16 and 17.

This is a strategic Compliance role that will have ownership of the compliance plan, regulator relationships and all horizon scanning, thematic reviews and compliance advice to the business and board.

Please do not apply if you do not want to be an SMF16 or 17 or have experience in the Financial Planning, Wealth or Pensions industry.